HomeMy WebLinkAboutItem 1b - Capital and Operating Funds for Arcadia Transit DATE: April 3, 2018
TO: Honorable Mayor and City Council
FROM: Jason Kruckeberg, Assistant City Manager/Development Services Director Philip A. Wray, Deputy Director of Development Services/City Engineer
By: Linda Hui, Transportation Services Manager
SUBJECT: RESOLUTION NO. 7211 AUTHORIZING SUBMITTAL OF THE FY 2017-
18 TRANSPORTATION DEVELOPMENT ACT – ARTICLE 4 CLAIM FORMS TO RECEIVE CAPITAL AND OPERATING FUNDS FOR
ARCADIA TRANSIT
Recommendation: Adopt
SUMMARY
Arcadia Transit is eligible to receive Transportation Development Act (“TDA”) Article 4
funds. In order to receive TDA Article 4 funds, the City of Arcadia is required to submit
annual claim forms authorized by the City Council. Attached for City Council review and
approval is Resolution No. 7211 authorizing the City Manager to submit claim forms for Fiscal Year 2017-18 TDA Article 4 funds in a total amount of $276,847. Once
approved, the claim forms will be submitted to the Los Angeles County Metropolitan
Transportation Authority (“Metro”) for processing. It is recommended that the City
Council adopt Resolution No. 7211.
BACKGROUND
The California State Legislature adopted the Transportation Development Act-Article 4
(“SB 325”) in 1971 to generate revenue from retail sales tax and gasoline/diesel sales
tax for public transportation projects. The funds are allocated by the Southern California Association of Governments (“SCAG”) via the Local Transportation Fund (“LTF”), and
the State Transit Assistance (“STA”) programs, based on area population and transit
fare revenue generated by an agency’s local transit system. Metro serves as the
regional planning agency for Los Angeles County, and administers and processes the
funds to each participating municipal transit operator.
LTF revenue is derived from one-fourth of one percent (0.0025) of the retail sales tax
collected statewide for transportation planning and mass transit activity. The California
Resolution No. 7211 – TDA Transit Funds April 3, 2018
Page 2 of 2
State Board of Equalization returns the quarter cent to each County according to the amount of taxes collected in its jurisdiction. Eligible uses include public transit, program
administration, transportation planning, pedestrian and bicycle facilities, special group
transportation service, and rail passenger service. The City of Arcadia has been
allocated $266,793 in Fiscal Year 2017-18 in LTF funds to operate Arcadia Transit. The STA fund was approved in 1980 as a secondary source of revenue for SB 325
dedicated to public transit operation and capital expenditures. STA revenue is
generated from the statewide sales tax on gasoline and diesel fuels, and is appropriated
by the State Controller’s Office to the regional Transportation Planning Agencies (i.e. Metro) for formula allocation. The formula is calculated using 50% population count and 50% operator revenues for the prior fiscal year. The City has been allocated $10,054 in
Fiscal Year 2017-18 in STA Funds for Arcadia Transit operations.
DISCUSSION In order to receive TDA Article 4 funds, the City of Arcadia is required to submit claim
forms authorized by the City Council. Resolution No. 7211 authorizes the City Manager
to submit claim forms for FY 2017-18 TDA Article 4 funds in a total amount of $276,847.
Once approved, the claim forms will be submitted to the Los Angeles County Metropolitan Transportation Authority (“Metro”) for processing.
FISCAL IMPACT
The City of Arcadia will receive $266,793 in TDA Article 4 Funds-LTF and $10,054 in STA Funds for Fiscal Year 2017-18 to operate Arcadia Transit.
RECOMMENDATION
It is recommended that the City Council adopt Resolution No. 7211 authorizing the submittal of the FY 2017-18 Transportation Development Act – Article 4 Claim Forms to receive capital and operating funds for Arcadia Transit.
Attachments: Resolution No. 7211
FY18 Transportation Development Act, Article 4 Claim Forms
Public Transportation System Claim
CHECKLIST OF ITEMS FILED
FISCAL YEAR:
CLAIMANT: City of Arcadia DATE: April 3, 2018
The items checked below are enclosed in connection with the claim filed herein:
1. Pages 1 and 2 for TDA and STA
(See instructions for completing the form in the instruction
package).
2. Financial Statement (Table L-1)
(A separate table must be completed for each mode. The
table should be consistent with the table included in the
SRTP.)
3. Standard Assurances for Claimants
4. Governing Body Authorization Submit a certified copy of a resolution or minute order.
5. Justification Statements
6. Proposed Commitment Statement(s)
Complete when requesting long-term capital reserves.
7. Employee Retirement System Certification Statement
8. Proof of Funding Obligation
Submit tangible evidence of imminent need for capital reserve drawdowns.
9. Cooperative Agreement or Contract
Submit copies if applicable
10. TDA Reserves Held by County Auditor (Table 2)
11. California Highway Patrol Certification (Pull Notice)
Current within 13 months.
LOS ANGELES COUNTY METROPOLITAN TRANSPORTATION AUTHORITY
PUBLIC TRANSPORTATION CLAIM
STANDARD ASSURANCES FOR APPLICANTS
FOR LOCAL TRANSPORTATION FUNDS (LTF) AND
STATE TRANSIT ASSISTANCE FUNDS (STAF)
Claimant: City of Arcadia Fiscal Year: 2017-18 PLEASE INITIAL ALL APPLICABLE PARAGRAPHS PURSUANT TO WHICH THE CLAIM IS
BEING SUBMITTED.
MTA
TDA
GUIDE
SECTION Initial
1. CERTIFIED FISCAL AND COMPLIANCE AUDIT ______
Claimant certifies that it has submitted a
1.8.1 satisfactory, independent fiscal and compliance
1.8.3 audit, with required certification statement, to SCAG, MTA, and the Department of Transportation, pursuant to PUC Section 99245 and CAC Section 6664 for the prior fiscal year (project year minus two).
Claimant assures that this audit requirement will be completed for the
current fiscal year (project year minus one), and submitted to MTA no
later than 120 days after the close of the fiscal year.
2. 90-DAY ANNUAL REPORT (STATE CONTROLLER'S REPORT) ______
Claimant certifies that it has submitted a State Controller's Report
1.8.2 in conformance with the Uniform System of Accounts and Records,
1.8.3 to SCAG, MTA, and the State Controller, pursuant to PUC Section
99243, for the prior year (project year minus two). Claimant assures
that this report will be completed for the current fiscal year (project year minus one), and submitted no later than 90 days after the close of the fiscal year.
3. PART-TIME EMPLOYEES* ______
Claimant certifies that it is not precluded, by any contract entered
5.6.2b into on or after June 28, 1979, from employing part-time drivers or
contracting with common carriers of persons operating under a
franchise or license. Claimant further certifies that no person who
was a full-time employee on June 28, 1979, shall have his or her
employment, excluding overtime, reduced as a result of it employing
part-time drivers or contracting with those common carriers. (PUC
Section 99314.5c)
STANDARD ASSURANCES FOR APPLICANTS
Page 2.
MTA
TDA
GUIDE
SECTION Initial
4. FIFTY PERCENT EXPENDITURE LIMITATION Claimant filing a claim pursuant to PUC Section 99268.1 certifies 2.2.1 that it was in compliance with PUC Section 99268 during the 1978-79
fiscal year, and further certifies that it will remain in compliance with
that section during the project year.
5. REVENUE RATIOS FOR OLDER OPERATORS
Claimant filing a claim pursuant to PUC Section 99268.2
2.2.2 certifies that it will maintain for the project year that ratio of fare
revenues and local support to operating cost which was maintained
during the 1978-79 fiscal year, and further assures for the project year
that it reasonably anticipates achieving the ratio of fare revenues to
operating cost at least equal to the ratio maintained in FY 1978-79, or
(a) 20 percent if serving an urbanized area, and (b) 10 percent if serving a nonurbanized area, whichever is greater.
6. REVENUE RATIOS FOR NEWER URBANIZED AREA OPERATORS
Claimant filing a claim pursuant to PUC Section 99268.3 certifies
2.2.2 that it will maintain for the project year at least that ratio of fare
revenues and local support to operating cost which was maintained
during FY 1978-79 if that ratio was greater than 20 percent; claimant
further assures, for the project year, that it reasonably anticipates
achieving a ratio of fare revenues to operating cost equal to or
greater than 20 percent for the project year.
7. REVENUE RATIOS FOR NEWER NON-URBANIZED AREA OPERATORS 2.2.2 Claimant filing a claim pursuant to PUC Section 99268.4 certifies that it
will maintain for the project year at least that ratio of fare revenues
and local support to operating cost which was maintained during FY
1978-79 if that ratio was greater than 10 percent; claimant further
assures, for the project year, that it reasonably anticipates achieving
a ratio of fare revenues to operating cost equal to or greater than 10
percent.
8a. REVENUE RATIOS FOR EXCLUSIVE SERVICES TO
ELDERLY AND HANDICAPPED
2.2.3 Claimant filing a claim pursuant to PUC Section 99268.5 certifies that,
for the purpose of the claim, it provides services using vehicles for the exclusive use of elderly and handicapped persons.
STANDARD ASSURANCES FOR APPLICANTS
Page 3.
MTA
TDA
GUIDE
SECTION Initial
8b. REVENUE RATIOS FOR PARATRANSIT SERVICES ____ Claimant filing a claim pursuant to PUC Section 2.2.3 99275.5c (Article 4.5) further certifies that, for the project year, it
reasonably anticipates achieving the performance criteria, local
match requirements, or fare recovery ratios adopted by MTA.
9. EXTENSION OF SERVICE ______
Claimant that received an allocation of Local Transportation
1.8.4 Funds for an extension of service pursuant to PUC Section 99268.8
2.2.5 certifies that it will file a report of these services pursuant to CAC
Section 6633.8b within 90 days after the close of the fiscal year in
which that allocation was granted.
10. RETIREMENT SERVICE ______ Claimant filing a claim pursuant to PUC Section 99260 certifies 2.1.7 that: (a) the current cost of its retirement system is fully funded with
respect to the officers and employees of its public transportation
system; or (b) the operator is implementing a plan approved by the
transportation planning agency which will fully fund the retirement
system for such officers and employees within 40 years; or (c) the
operator has a private pension plan which sets aside and invests, or
on a current basis, funds sufficient to provide for the payment of
future benefits, and which is fully compliant with the requirements
stated in PUC Sections 99272 and 99273.
11a. USE OF FEDERAL FUNDS Claimant filing a claim for TDA funds for capital intensive projects 2.2.1 pursuant to PUC Sec. 99268.7 certifies that it has made every
2.2.8 effort to obtain federal funding for any project which is funded
pursuant to PUC Sec. 99268.7.
11b. Claimant qualifying for funds pursuant to PUC Sec. 99268.1 and
filing a claim for TDA funds in excess of the amount allowed
2.2.1d under PUC Sec. 99268 certifies that such funds are required in order to
obtain maximum federal operating funds in the year such funds are
claimed, pursuant to PUC Sec. 99267.5 and CAC Sec. 6633.1.
STANDARD ASSURANCES FOR APPLICANTS
Page 4.
MTA
TDA
GUIDE
SECTION Initial
12. CHP CERTIFICATION ____ Claimant filing a claim for Local Transportation Funds has included 2.2.9 in the claim a certification completed within the last 13 months by the
California Highway Patrol indicating compliance with Vehicle Code
Section 1808.1, indicating that the operator has participated in a "pull
notice system" to examine driver's records, as specified in PUC Sec.
99251.
13. STA EFFICIENCY STANDARDS* ______
Beginning in FY 1992, claimant filing a claim for State Transit
Assistance Funds for operating purposes certifies that it has met the
efficiency standards which limit cost per hour increases, pursuant to
PUC Sec. 99314.6.
14. REDUCED TRANSIT FARES _____ Claimants of TDA funds who offer reduced fares to senior citizens
certify that: (a) The Federal Medicare Identification Card is sufficient
identification to receive senior citizen reduced fares if such fares are
available; and (b) A disabled person or disabled veteran
identification card issued pursuant to subdivision (d) of Vehicle Code
Sections 22511.5 or 22511.9 (whichever is applicable) is sufficient
identification to receive disabled person reduced fares if such
reduced fares are available.
*STAP Claimants Only.
City of Arcadia
_________________________________________
Jason Kruckeberg, Assistant City Manager/
Development Services Director
CLAIM FORM
TDA CLAIM FORM LTF PUBLIC TRANSPORTATION - ARTICLE 4
CLAIMANT: City of Arcadia
CONTACT PERSON: Linda Hui TELEPHONE: (626) 574-5435
DATE: April 3, 2018 FISCAL YEAR: 2017-18 COUNTY STAFF: Los Angeles
PAYMENT RECIPIENT: City of Arcadia
ADDRESS: 240 W. Huntington Drive
Post Office Box 60021
Arcadia, CA 91066-6021
ATTENTION: Jason Kruckeberg
Assistant City Manager/Development Services Director
PURPOSE REQUESTED PAYMENT AND RESERVES AMOUNT
Article 4 1. Payment from FY Allocation -
PUC 99260(a) Operations $ 266,793
2. Amount placed in Capital Reserve from current year allocation (Complete
Table 2) $ 0
3. Total FY 2018 funding mark (1 + 2) $ 266,793
Authorized Signature:
Jason Kruckeberg
Assistant City Manager/Development Services Director
CONDITION OF APPROVAL:
Approval of this claim and payment by the County Auditor to this claimant are subject to funds
being available and to the provisions that such monies will be used only in accordance with the
terms and conditions set forth by this claim.
CLAIM FORM
STATE TRANSIT ASSISTANCE FUND Pursuant to Sections 6730-6735 of the California Administrative Code
CLAIMANT: City of Arcadia
CONTACT PERSON: Linda Hui TELEPHONE: (626) 574-5435
DATE: April 3, 2018 FISCAL YEAR: 2017-18 COUNTY STAFF: Los Angeles
PAYMENT RECIPIENT: City of Arcadia
ADDRESS: 240 W. Huntington Drive
Post Office Box 60021
Arcadia, CA 91066-6021
ATTENTION: Jason Kruckeberg
Assistant City Manager/Development Services Director
PURPOSE REQUESTED PAYMENT AND RESERVES AMOUNT
( ) CAC, Section 6730 (a) 1. Payment from Unallocated-
Operations $ 10,054
( ) CAC, Section 6730 (b)
( ) CAC, Section 6730 (c) 2. Amount placed in Capital Reserve from current year allocation (Complete Table 2) $ 0 ( ) CAC, Section 6731 (a)
( ) CAC, Section 6731 (b) 3. Total FY 2018 Fund Mark (1 & 2) $ 10,054
( ) CAC, Section 6731 (c)
Authorized Signature:
Jason Kruckeberg
Assistant City Manager/Development Services Director
CONDITION OF APPROVAL:
Approval of this claim and payment by the County Auditor to this claimant are subject to
monies being available and to the provisions that such monies will be used only in accordance
with the terms and conditions set forth by this claim and SCAG Allocation Instructions.
Table L - 1 (A)
HISTORICAL AND PROJECTED FINANCIAL STATUS
SOURCE AND APPLICATION OF CAPITAL FUNDS
BY YEAR OF EXPENDITURE ($ 000)
SOURCE OF CAPITAL FUNDS: 2016 2017 2018
Audited Estimated Planned
FEDERAL CAPITAL GRANTS
FTA Sec. 5309 (Sec. 3)
FAU Grants
FTA Sec. 5307(Sec. 9) $0 $0 $0
Other Federal (Assume 80/20 match) (Specify source)
STATE CAPITAL GRANTS AND SUBVENTIONS
TDA (ART 4) current from unallocated
TDA from prior years reserves
TDA (ART 8)
STA current from unallocated - N/A
STA from prior years reserve $0 $0
Other State (Specify): Prop 1B - PTMISEA $0 $0
LOCAL CAPITAL GRANTS
System Generated
General Fund
Prop. A Local Return
Prop. A Discretionary Carry Over
Prop. C Discretionary
Prop. C Local Return
Prop. C 5% Security
Prop. C Other (Specify)
Other Local (Specify)
TOTAL CAPITAL REVENUE $0 $0 $0
TOTAL CAPITAL EXPENSES $0 $0 $0
Table L - 1 (B)
HISTORICAL AND PROJECTED FINANCIAL STATUS
SOURCE AND APPLICATION OF OPERATING FUNDS
BY YEAR OF EXPENDITURE ($ 000)
SOURCE OF OPERATING FUNDS: 2016 2017 2018
Audited Estimated Planned
FEDERAL CASH GRANTS AND REIMBURSEMENTS
FTA Sec. 5307 (Sec. 9) Operating 0 0 0
CMAQ (Operating)
STATE CASH GRANTS AND REIMBURSEMENTS
TDA Current from unallocated 311 275 267
STA Current from unallocated 24 41 10
Other State (Specify)
LOCAL CASH GRANTS AND REIMBURSEMENTS
Passenger Fares 64 12 65
Special Transit Service
Charter Service Revenues
Auxiliary Transportation Revenues
Non-transportation Revenues
Prop. A 40% Discretionary 206 177 176
Prop. A Incentive fund
Prop. A Interest
BSIP 21 21 22
TSE
Base
MOSIP 62 54 54
Prop. C 40% Discretionary - FY 2009 STA Backfill
Prop. C 5% Security 7 7 7
Foothill Mitigation 9 8 8
Measure M 20% - Bus Operations 103
Measure R 20% - Bus Operations 127 112 108
Other Local (Specify): Prop. A 25% Local Return 523 667 907
Other Local (Specify): Measure R 15% Local Return 348 444 603
TOTAL OPERATING REVENUES 1,703 1,820 2,330
TOTAL OPERATING EXPENSES 1,703 1,820 2,330
TABLE 2
TDA
Total Capital Funds Reserved
for Future Payment (Total A & B):$___________________
(A) ( B )
PROJECT ANTICIPATED ANTICIPATED
DESCRIPTION EXPENDITURE EXPENDITURE
FY 2019 FUTURE YEARS
TABLE 2(B)
STA
Total Capital Funds Reserved
for Future Payment: $_________________________________
PROJECT ( A ) ( B )
ANTICIPATED EXPENDITURE
DESCRIPTION EXPENDITURE FUTURE YEARS
FY 2019