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HomeMy WebLinkAboutItem 11e - Participation in San Gabriel Regional Food Recovery ProgramSGVCOG Regional Food Recovery Program October 3, 2023 Page 1 of 4 DATE: October 3, 2023 TO: Honorable Mayor and City Council FROM: Paul Cranmer, Public Works Services Director By: Briget Arndell, Environmental Services Manager Janessa Kalanjian, Management Analyst SUBJECT: MEMORANDUM OF AGREEMENT WITH THE SAN GABRIEL VALLEY COUNCIL OF GOVERNMENTS FOR PARTICIPATION IN THE SAN GABRIEL VALLEY REGIONAL FOOD RECOVERY PROGRAM CEQA: Not a Project Recommendation: Approve SUMMARY Senate Bill 1383 ("SB 1383”) was passed to reduce greenhouse gas emissions and address food insecurity by diverting edible food away from landfills and recovering edible food that is disposed. Through regulations developed by the Department of Resources Recycling and Recovery (“CalRecycle”), the bill requires jurisdictions to develop programs that aid in diverting edible food from landfills and instead, making it available as consumable food. To assist food recovery efforts in the region, the San Gabriel Valley Council of Governments ("SGVCOG”) has established the San Gabriel Valley Regional Food Recovery Program (“Program”). The Program is intended to help facilitate and manage the food recovery requirements under SB 1383 for participating cities. Participation in this integrated regional approach to food recovery helps strengthen the efforts of many nearby cities by creating regional food recovery organizations ("FRO’s”) and establishing a unified approach to monitoring and reporting requirements for food recovery. Joining this regional approach will help ensure compliance with SB 1383 and reduce staff time in Arcadia. The cost of participating in the Program is $55,964 over two years, which can be funded through available grants to help implement SB 1383. It is recommended that the City Council approve, authorize, and direct the City Manager to execute a Memorandum of Agreement with the San Gabriel Valley Council of Governments for participation in the San Gabriel Valley Regional Food Recovery Program. SGVCOG Regional Food Recovery Program October 3, 2023 Page 2 of 4 BACKGROUND In January 2021, CalRecycle finalized regulations associated with SB 1383, which requires the State to reduce organic waste disposal by 75% and increase edible food recovery by 20%, all by 2025. To achieve the edible food recovery component, the regulations require collaboration between several parties. Jurisdictions, businesses identified as edible food generators (“Generators”) such as grocery stores and large event venues, and food recovery organizations/services (FRO’s) such as food banks and donation centers, all must collaborate on this effort. Generators must arrange to recover the maximum amount of their edible food that would otherwise go to landfills and establish contracts with FRO/S that will accept their edible food and keep records of all edible food donated. FRO/S that work with mandated edible food generators must also maintain and submit records of edible food recovery. Generators are identified by a two-tier system, as described below. Tier 1 • Supermarket – self-service retail store with gross annual sales of at least $2 million. • Grocery Store with a size of 10,000+ square feet • Food Service Provider - an entity primarily engaged in providing food services to other businesses or entities based on contractual arrangements. • Food Distributor - a company that distributes food to entities such as, supermarkets. • Wholesale Food Vendor - a business engaged in the wholesale distribution, where food is received, shipped, stored, or prepared for a retailer, warehouse, distributor, or other destination. Tier 2 • Restaurants, or state agencies with cafeteria, with 250 or more seats, or a total facility size equal to or greater than 5,000 square feet. • Hotels with an on-site food facility and 200 or more rooms • Health facilities with an on-site food facility and 100 or more beds • Large Events and Venues – An event that serves an average of 2,000+ individuals per day of operation of the event, or a permanent venue facility that annually seats or serves an average of more than 2,000 individuals per day. • Public Education Agency w/Food Facility The two-tier system established two deadlines for generators to begin participating in food recovery requirements and for cities to begin enforcement and monitoring. Tier 1 generators were required to recover the maximum amount of edible food starting January 1, 2022. Tier 2 Edible Food Generators are required to recover the maximum amount of edible food starting January 1, 2024. SGVCOG Regional Food Recovery Program October 3, 2023 Page 3 of 4 To facilitate these efforts, The City of Arcadia is required to identify all Tier 1 and Tier 2 Generators within their jurisdiction, provide outreach materials, identify and maintain contact information for local FRO/S, and assess the current food recovery capacity and plan for additional capacity, if needed. To ensure that all Generators are recovering edible food as mandated by the bill, the City must also have a program in place to inspect Tier 1 and Tier 2 Generators for compliance, respond to any complaints made on a specific Generator, issue a Notice of Violation for non-compliance, and maintain records of all inspections and notices issued. DISCUSSION To help its member agencies comply with these mandates, the SGVCOG developed the Program to combine local efforts and expand the food recovery efforts within the region. The Program serves as a collaborative effort in establishing a regional food recovery hub of local FRO/S and a consolidated process for inspections of Generators for participating agencies. Through a competitive Request for Proposal solicitation process and after careful review of qualifications, SCS Engineers ("Consultant”) was selected by the SGVCOG as the consultant to assist with the inspection process. Several cities across the San Gabriel Valley including Monrovia, Duarte, and South Pasadena are participating in this Program. Becoming a member of this program would assist the City in ensuring compliance with SB 1383. As part of SGVCOG Program, the following services are provided: • Full project management of contract with consultant, including coordinating all communication, review of any draft documents, and all invoicing and payments to the consultant that assists with the inspection process. • Development and implementation of an inspection program for all Tier 1 and Tier 2 Generators. o Tier 1 inspections will begin as soon as the program is finalized. o Tier 2 inspections will begin January 1, 2024. • Conduct Complaint Review Inspection on an as-needed basis. • Provide the City with regular communication on inspection progress and any complaint reviews conducted. • Provide the City with inspection and violation reports on a regular basis. ENVIRONMENTAL ANALYSIS The proposed action does not constitute a project under the California Environmental Quality Act (“CEQA”) under Section 15061(b)(3) of the CEQA Guidelines, as it can be seen with certainty that it will have no impact on the environment. Thus, this matter is exempt under CEQA. SGVCOG Regional Food Recovery Program October 3, 2023 Page 4 of 4 FISCAL IMPACT The cost of joining the SGVCOG’s Food Recovery Program is $55,964 over two years. The full cost of the program will be paid by SB 1383 Local Assistance Grant Program (“Grant”) funds. In 2022, the City was awarded Grant funds in the amount of $82,290. At the time of application, PWSD requested these funds to be used for marketing, promotion, and outreach. However, it was later identified that the funds would better serve implementing programs focused on the food recovery requirements of SB 1383, including participation in the SGVCOG Program. In June 2023, CalRecycle approved a revised Grant budget, allocating $60,000 for compliance, enforcement, and inspection activities. These funds will cover the full cost of participation in the Program and no General Fund monies will be used to participate in this regional program over the next two years. RECOMMENDATION It is recommended that the City Council determine that this action does not constitute a project under the California Environmental Quality Act (“CEQA”); and approve, authorize, and direct the City Manager to execute a Memorandum of Agreement with the SGVCOG for participation in the San Gabirel Valley Regional Food Recovery Program. Attachments: Memorandum of Agreement 1596561.1 MEMORANDUM OF AGREEMENT BETWEEN THE SAN GABRIEL VALLEY COUNCIL OF GOVERNMENTS AND THE CITY OF ARCADIA FOR PARTICIPATION IN THE SAN GABRIEL VALLEY REGIONAL FOOD RECOVERY PROGRAM This Memorandum of Agreement (“MOA”) is dated for identification purposes as of XXX, 2023 by and between the City of Arcadia, a municipal corporation (“City”), and the San Gabriel Valley Council of Governments, a California joint powers authority (“SGVCOG”). City and SGVCOG may be referred to herein collectively as the “Parties” or individually as a “Party.” RECITALS: A. The passage of SB 1383 (Lara, 2016) implemented statewide targets to reduce statewide disposal of organic waste and increase recovery of currently disposed edible food for human consumption. Specifically, SB 1383 aims to recover at least 20% of currently disposed edible food for human consumption by 2025. The California Department of Resources Recycling and Recovery (CalRecycle) has developed regulations entitled “Short-lived Climate Pollutants: Organic Waste Reductions” (hereafter “SLCP Regulations”), which regulations are codified at Chapter 12 of Division 7 of Title 14 of the California Code of Regulations, sections 18981.1 et seq.1 B. To recover 20% of edible food that would otherwise be sent to landfills by 2025, SB 1383 requires local jurisdictions to establish food recovery programs and strengthen their existing food recovery networks. C. The SGVCOG was established to have a unified voice to maximize resources and advocate for regional and member interests to improve the quality of life in the San Gabriel Valley by the member cities and other local governmental agencies and has established and is administering a Regional Food Recovery Program (the “Program”). D. City seeks to participate in the Program and join a regional approach toward compliance with SB 1383’s food recovery components. Specifically, the Program will support City in complying with the food recovery components of Sections 18985.2, 18985.3, 18991.1, 18991.2, 18992.2, 18994.1, 18994.2, 18995.2, 18995.1, 18995.3, and 18995.4. E. City will remain responsible for maintaining an Implementation Record pursuant to Section 18995.2, to include all necessary information from the Program in the City’s Implementation Record and to report the necessary information to CalRecycle based on the reporting timelines and reporting request procedures set forth in Sections 18994.1, 18994.2, and 18995.2. F. Pursuant to Section 18985.2, the City will remain responsible for updating and maintaining a list of food recovery organizations and food recovery services on an annual 1 All Section references herein are to Title 14 of the California Code of Regulations unless otherwise stated. 1596561.1 basis. Such list must be annually updated to include each food recovery organization and each food recovery service’s name, physical address, contact information, collection service area, and the types of food they accept. Such information must be posted on the City’s website and shared with the City’s commercial edible food generators on an annual basis. It is also the City’s responsibility to share information about the City’s edible food recovery programs, information about the commercial edible food generator requirements, information about food recovery organizations and food recovery services operating within its jurisdictions, where a list of those food recovery organizations and food recovery services can be found, and information about actions that commercial edible food generators can take to prevent the creation of food waste on an annual basis. G. City has adopted an SB 1383 ordinance to ensure effective implementation of the Program. H. City and SGVCOG desire to set forth the terms of their ongoing collaboration with respect to this effort in this MOA and further agree as follows: I. RECITALS The above Recitals are made a substantive part of this MOA. II. TERM: The term of this MOA shall commence on XXX, 2023 and shall continue through the completion of all work completed under this MOA. The term of this MOA may be extended by mutual written MOA of the Parties. III. RESPONSIBILITIES OF THE PARTIES: A. SGVCOG Responsibilities: 1. Undertake procurement and management of consultant(s) to complete the Program set forth in the Program’s Scope of Work (Attachment A), including the execution of a contract with the consultant for the development of the Program. 2. Manage all invoicing and payments to be made to consultant. 3. Review draft deliverables prepared by the consultant for accuracy. 4. Coordinate with the consultant to ensure consultant’s participation in calls and meetings. 5. Manage ongoing coordination of calls with the Parties and the consultant throughout the development of the Program. 6. Review and provide comments on draft communications and documents related to the Program. 7. Submit invoices to the City, in a total amount that does not exceed $55,964 as follows: • The first invoice shall be in the amount of $11,799 for work completed in 2023; and 1596561.1 • The second invoice shall be in the amount of $44,165 for work completed in 2024. Invoices include both consultant fee and SGVCOG project management fee. Any amounts paid by the City that are not expended by August 1, 2024, will be refunded to the City by September 15, 2024, unless City and SGVCOG agree to extend the term of the MOA beyond August 1, 2024. SGVCOG shall provide to the City an accounting of funds at the same time of the refund, if any. B. City Responsibilities: 1. Designate a point-of-contact with name, title, and contact information who will serve as the City’s technical representative throughout the development of the Program. If the point-of-contact is reassigned or no longer with the City, a new point-of-contact will be designated within fourteen (14) calendar days. 2. Actively engage in the development of the Program including, but not limited to, promptly responding to all correspondence (phone calls and e-mail communications), responding to data requests, and attending any necessary meetings. 3. Review and provide comments to consultant on deliverables as necessary. 4. Participate in check-in calls and/or meetings with the consultant and with all Parties, as necessary. 5. Approve within five (5) business days any deliverables that can be approved by staff or ten (10) business days any items that need to be approved by city attorney or city manager. 6. Pay invoices referenced in III.A.7 above within thirty (30) days of receipt. III. AMENDMENTS: A. For any change which materially affects the project scope of work, or in any way modifies any term or condition included under this MOA, an amendment to the MOA shall be prepared and executed by the City and by the SGVCOG for such change to be effective. B. Minor changes to the project scope of work or budget may be approved by the SGVCOG’s Project Manager, who shall in writing and in his or her reasonable discretion determine whether the change is minor. Any increase in the not to exceed amount of this MOA shall require an amendment. IV. PROJECT MANAGEMENT: A. Project Managers. 1. For the purposes of this MOA, SGVCOG designates the following individual as its Project Manager: Mackenzie Bolger, Senior Management Analyst, whose contact information is set forth below. 1596561.1 2. For the purposes of this MOA, the City designates the following individual as its representative: Briget Arndell, Environmental Services Manager, whose contact information is set forth below. Either Party may change the designations set forth herein upon written notice to the other Party. V. DEFAULT; REMEDIES: A. Default. A “Default” under this MOA is defined as any one or more of the following: (i) failure of either Party to comply with the terms and conditions contained in this MOA; and/or (ii) failure of either Party to perform its obligations set forth herein satisfactorily or make sufficient progress towards completion of the Regional Food Recovery Program. B. Remedies. In the event of a Default by either Party, the non-defaulting Party will provide a written notice of such Default and thirty (30) days to cure the Default. In the event that the defaulting Party fails to cure the Default, or commit to cure the Default and commence the same within such 30-day period and to the satisfaction of the non-defaulting Party, the non-defaulting Party may terminate this MOA. Such termination shall be effective immediately upon the provision of written notice by the non-defaulting Party to the defaulting Party. The remedies described herein are non-exclusive. In the event of a Default by either Party, the non-defaulting Party shall have the right to seek any and all remedies available at law or in equity. V. INDEMNIFICATION: A. City agrees to defend, indemnify, and hold free and harmless the SGVCOG, its member agencies, and their respective elected and appointed boards, officials, officers, agents, employees, and volunteers, at City’s sole expense, from and against any and all claims, actions, suits, or other legal proceedings brought against the SGVCOG, its member agencies, and their respective elected and appointed boards, officials, officers, agents, employees, and volunteers arising out of or relating to the acts or omissions of City in connection with this MOA. B. SGVCOG agrees to defend, indemnify, and hold free and harmless the City, its employees, and volunteers, at SGVCOG’s sole expense, from and against any and all claims, actions, suits, or other legal proceedings brought against the City, its employees, and volunteers arising out of or relating to the acts or omissions of SGVCOG in connection with this MOA. VII. INSURANCE: A. City and SGVCOG shall maintain and keep in full force and effect during the term of this MOA insurance or a program of self-insurance against claims for injuries to persons or damages to property which may arise in connection with 1596561.1 City’s or SGVCOG’s performance of its obligations hereunder. VIII. OTHER TERMS AND CONDITIONS: A. Notices. All notices required herein shall be sent by email, except for a notice of termination, default, or failure to cure, which shall be sent by certified mail, postage pre-paid, return receipt requested. Either Party may change its Project Manager or contact upon written notice to the other Party and shall promptly update the other Party in writing of any such changes. To SGVCOG: Mackenzie Bolger Senior Management Analyst 1333 S. Mayflower Ave., Suite 360 Monrovia, CA 91016 (626) 457-1800 mbolger@sgvcog.org with a copy to: Marisa Creter Executive Director 1333 S. Mayflower Ave., Suite 360 Monrovia, CA 91016 (626) 457-1800 mcreter@sgvcog.org To City: Briget Arndell Environmental Services Manager Arcadia Public Works Services Department 11800 Goldring Road P.O. Box 60021 Arcadia, CA 91066-6021 (909) 620-3797 barndell@arcadiaca.gov B. No Partnership. This MOA is not intended to be, and shall not be construed as, an agreement to form a partnership, agency relationship, or a joint venture between the Parties. Except as otherwise specifically provided in the MOA, neither Party shall be authorized to act as an agent of or otherwise to represent the other Party. C. Entire MOA. This MOA constitutes the entire understanding between the Parties with respect to the subject matter herein and supersedes any and all other prior writings and oral negotiations. This MOA may be modified only in writing and signed by the Parties in interest at the time of such modification. D. Governing Law. This MOA shall be governed by and construed under California law and any applicable federal law without giving effect to that body of laws pertaining to conflict of laws. In the event of any legal action to enforce or 1596561.1 interpret this MOA, the Parties hereto agree that the sole and exclusive venue shall be a court of competent jurisdiction located in Los Angeles County, California. E. Excusable Delays. Neither Party shall be considered in default in the performance of its obligations hereunder to the extent that the performance of any such obligation is prevented or delayed by unforeseen causes including acts of God, floods, earthquakes, fires, acts of a public enemy, pandemic, epidemic, and government acts beyond the control and without fault or negligence of the affected Party. Each Party hereto shall give notice promptly to the other of the nature and extent of any such circumstances claimed to delay, hinder, or prevent performance of any obligations under this MOA. F. Waiver. Waiver by any Party to this MOA of any term, condition, or covenant of this MOA shall not constitute a waiver of any other term, condition, or covenant. No waiver of any provision of this MOA shall be effective unless in writing and signed by a duly authorized representative of the Party against whom enforcement of a waiver is sought. G. Headings. The section headings contained in this MOA are for convenience and identification only and shall not be deemed to limit or define the contents to which they relate. H. Assignment. Neither Party may assign its interest in this MOA, or any part thereof, without the prior written consent of the other Party. Any assignment without consent shall be void and unenforceable. I. Severability. If any provision of this MOA is held by a court of competent jurisdiction to be invalid, void, or unenforceable, the remaining provisions shall nevertheless continue in full force without being impaired or invalidated in any way. J. Authority to Execute. The person executing this MOA on behalf of a Party warrant that they are duly authorized to execute this MOA on behalf of said Party, and that by doing so said Party is formally bound to the provisions of this MOA. K. Counterparts. This MOA may be executed in multiple counterparts, each of which shall be deemed an original, but all of which taken together shall constitute one and the same instrument. L. Electronic Signatures. This MOA may be executed with electronic signatures in accordance with Government Code Section 16.5. Such electronic signatures will be treated in all respects as having the same effect as an original signature. 1596561.1 IN WITNESS WHEREOF, the Parties hereto have caused this MOA to be executed and to be effective on the date it has been fully executed by the Parties as set forth below. FOR THE CITY OF ARCADIA: By:___________________________ Dominic Lazzaretto City Manager Date:__________________________ ATTEST: ______________________________ Gene Glasco City Clerk APPROVED AS TO FORM: _______________________________ Michael J. Maurer City Attorney FOR THE SAN GABRIEL VALLEY COUNCIL OF GOVERNMENTS: By: ____________________________ Marisa Creter Executive Director Date:___________________________ APPROVED AS TO FORM: ________________________________ David DeBerry General Counsel ATTACHMENT A - SCOPE OF WORK Phase I – Inspection and Enforcement TASK 1: PROJECT MANAGEMENT Task 1.1 - Kickoff Meeting The SCS Project Team will conduct a kick-off meeting with SGVCOG staff, and the City of Arcadia following approval of the contract to confirm the goals and objectives for the project. SCS staff leaders and their key roles on this project will be introduced, project tasks will be reviewed, expectations of resources needed from the City will be discussed, thoughts and direction from staff will be solicited, and the schedule and key milestones will be confirmed. This meeting will also establish clear lines of communication and project direction so the City, SGVCOG and SCS mutually understand expectations. Deliverables: • Meeting agenda • Meeting minutes and action items • Data needs Task 1.2 - Project Management Update Meetings Regular feedback from the project team and City is important to the success of the project. Therefore, the Project Team will attend quarterly meetings with the City and SGVCOG representatives to discuss the project deliverables and receive feedback on the project progress. For purposes of the project budget, it is assumed these meetings will be one-half hour in duration. Deliverables • Meeting notifications/conference call-in facilitation • Meeting agendas • Meeting minutes/action items TASK 2: INSPECTION PROGRAM IMPLEMENTATION Task 2.1 - Inspection Program Implementation There are two types of inspections that the team will conduct beginning in 2023. The first is an Inspection Review to Tier 1 edible food generators and food recovery services/organizations. The second is a Complaint Review in response to complaints received that warrant a review in accordance with Section 18995.3, to be provided on an as-needed basis. Beginning January 1, 2024, both Tier I and Tier II EFGs will receive one inspection each, and an estimated 70% of Tier I and Tier II EFGs will receive a second compliance inspection. The team will conduct Inspection Reviews to Tier 2 commercial edible food generators and begin issuing Notice of Violations to noncompliant entities as determined in Inspection Reviews or realized when responding to a complaint in a Complaint Review. Notice of Violations will not be issued until January 1, 2024, in accordance with the enforcement requirements of Section 18995.3 unless SGVCOG or the City determine that earlier issuance of Notice of Violations for noncompliance is in best interest. The number of Tier 1, Tier 2, and FRO inspections per year are indicated in Table 1. Table 1. Inspections 1st Tier 1 Site visits 2nd Tier 1 Site Visits 1st Tier 2 Site Visits 2nd Tier 2 Site Visits 2023 15 0 0 0 2024 15 11 32 23 Inspection Review Methodology Step 1: Schedule Inspection Review with Entity (Commercial Edible Food Generator/Food Recovery Service/Organization) We will prioritize Inspection Reviews to entities that have a history of noncompliance or have had difficulties in establishing a program. Prioritization will be determined in coordination with project staff, waste hauling staff and food recovery organization/service partners. When scheduling in- person inspections, we will maximize staff time in the field by scheduling visits according to geographical proximity. Step 2: Conduct Inspection Review The team will utilize data program tracking software, such as Careit, to assess the recorded donation data associated with each entity and compare it with anticipated frequency and quantity of food donations determined through the initial inspection. Any discrepancies identified as unreasonable or suspicious shall be noted and reported back to the jurisdiction. Data input into the Careit software will also be reflected on a paper Inspection Report which will be supplementary to the data tracking fields included on Careit. We will use the Inspection Report and Careit to conduct virtual, phone - or when necessary - in-person reviews to determine whether the entity is compliant with requirements of Section 18991.3 (commercial edible food generators) and Section 18991.5 (food recovery services/organizations). Compliance details, including the specific actions that will be reviewed during the inspection, are provided below in the section titled “Article 10”. Step 3: Record Inspection Results/Follow-up We will use data program tracking software, such as Careit, to record the findings of the review in a format that will be easily transcribed to the Inspection Report format to be used by the agency in annual reporting to CalRecycle. If compliant: If the Inspection Review determines that the entity is in compliance with all requirements of Article 10 and other applicable requirements of the chapter, the team will record the details of the inspection using the Careit app and provide those details to SGVCOG on a monthly and annual basis. If noncompliant: If the Inspection Review determines that the entity is not in compliance with all requirements of Article 10 and other applicable requirements of the chapter, the team will work with the jurisdiction to proceed with the issuance of a Notice of Violation (if the SGVCOG/the jurisdiction believes appropriate) -OR- the team may provide verbal notice to the entity in question with recommended revisions to their program and provide educational material to promote compliance. Beginning January 1, 2024, if it is determined that the entity is not in compliance after the first review, the team will notify the reporting jurisdiction and assist the jurisdiction with issuance of a Notice of Violation. The methodology for issuing a Notice of Violation is provided below. Complaint Review Methodology Step 1: Schedule Complaint Review with Noncompliant Entity Complaint Reviews will be conducted on an as-needed basis dependent on when complaints are received. Staff will be readily available to receive complaints and will schedule an inspection to check for compliance in response to a complaint within five (5) business days of receipt of Complaint Form. We recommend that Complaint Forms be received by the jurisdiction and forwarded to us in real time or at an interval that is appropriate for agency staff. Alternatively, the City may choose to set up a joint email account for the receipt of complaints for the service areas covered by this engagement. In this case, the team would monitor emails and respond directly to Complaint Form senders within five (5) business days to confirm receipt and course of action, and additionally schedule an inspection within five (5) business days of receipt of Complaint Form. Step 2: Conduct Complaint Review Inspection The team will conduct an in-person Complaint Review inspection within 60 days of receiving a written complaint. The team will utilize a data program tracking software to conduct the Complaint Review and will also keep a paper record of the Inspection Report. We will use the Inspection Report and software to conduct the in-person review and will reference the details of the Complaint Form received, paying particular notice to specific actions of which the entity may be in violation. Step 3: Record Complaint Review Inspection Results / Follow-up Within 90 days of receipt of a complaint that would constitute a violation of SB 1383 requirements, the consultant team will notify the complainant of the results of their complaint, if contact information is available. The team will follow a similar methodology as the Inspection Review on the prior page for assessing compliance with all SB 1383 requirements and follow-up (dependent on compliance/noncompliance), as necessary. Data Tracking One potential approach to managing account information, compliance levels, and other relevant data necessary as part of this Task is for the team to utilize a software program like Careit. With this specific tool, the team would create an account for each Tier 1 and Tier 2 generator – and food recovery service/organization – as information becomes available during the Inspection Reviews and identification of generators. Each entity account on Careit would be easily accessible by both consultant staff, jurisdiction staff (if so desired) and the entity (both commercial food generators and food recovery services/organizations). The consultant team would record applicable data onto the user account to indicate when the inspection was conducted, user information such as whether they have a written food donation contract in place, compliance status, whether educational information was provided, follow-up communication needed, complaints received and the results of such Complaint Reviews, Notice of Violation(s) issued, and/or whether penalties have been assessed. The Careit system specifically is compatible with other data management tracking software that some jurisdictions in SGVCOG may already be using (such as Recyclist). The consultant team would be available to provide entities with a deep level of technical assistance on this platform, particularly during the initial years of this engagement, with the goal of creating a built-out database for each individual entity to log their own data over time that can be easily monitored by the jurisdiction or consultant. Consultant staff will also be available to provide direct assistance to entities in setting up their account, tracking data, and to input an entities’ compliance information on behalf of the entity under this project. Notice of Violation Methodology According to Section 18995.4, a Notice of Violation(s) are required to be issued for noncompliance beginning January 1, 2024. In this Task, in addition to conducting Inspection Reviews and Complaint Reviews, we will utilize the Notice of Violation form to follow-up with noncompliant Tier 1 and Tier 2 commercial edible food generators and food recovery services/organizations. The approach to issuing Notice of Violations will include: Step 1: The Inspection Team will inspect non-compliant entities identified in the 2023 Annual Report beginning 2024. IF COMPLIANT: Inspector will complete an Inspection Form and provide the participating city with details of the inspection on the Monthly Report. IF NON-COMPLIANT: Inspector will complete an Inspection Form and indicate on the form that an NOV is recommended, the date of the inspection, and the reason for the recommended NOV. Inspector will also complete an NOV Form and record the applicable section(s) of the regulation for which the entity is not in compliance. Step 2: The Inspection Team will provide a copy of the NOV Form and Inspection Form along with the Monthly Inspection Report to the participating city. Step 3: NOVs and financial penalties are to be issued by the participating city. It is the responsibility of the participating city to issue the NOV to the noncompliant entity (recommended via email and/or mail) and notify the Inspection Team of the date of NOV issuance. A NOV requires compliance within 60 days of the issuance of the notice. Per Section 18996.5 Enforcement Actions Against Organic Waste Generators Located in Multiple Jurisdictions, Jurisdictions may file a joint referral, if they find this to be more effective than separate enforcement by each jurisdiction, to request that the Department take enforcement action against a commercial edible food generator(s) with locations in each of those jurisdictions. Step 4: Participating cities are to notify the Inspection Team within a week of the NOV being issued to the noncompliant entity. This should be done via email and the participating city should include the name of the entity, address, date that the NOV was issued and any other relevant information that would be helpful for the Inspection Team’s follow-up inspection. Step 5: Promptly following 60 days after the NOV is issued, a follow-up inspection will be conducted to verify whether changes have occurred. IF COMPLIANT: Inspection Team will update the Monthly Inspection Report with determination of compliance status and date. No further action is needed. IF NONCOMPLIANT: The Inspection Team will update the Monthly Inspection Report with the non- compliance determination and an indication of needed enforcement action(s)/financial penalty(ies). It is the responsibility of the participating city to follow-up with noncompliant entities for the issuance of any necessary enforcement action(s)/financial penalty(ies). Deliverables: • A copy of Inspection Reviews and Complaint Reviews – provided after each inspection round - beginning in 2023 at the start of inspections, which may include, but is not limited to: - The total number of inspections conducted, categorized by type of entity. - The total number complaints received, categorized by type of entity. • A copy of Inspection Reviews and Complaint Reviews provided on a monthly basis - beginning February 1, 2024, which may include, but is not limited to: - The total number of inspections conducted, categorized by type of entity. - The total number complaints received, categorized by type of entity. - The total number of Notice of Violations issued, categorized by type of entity. - The total number of penalty orders issued, categorized by type of entity. - The total number of enforcement actions that were resolved, categorized by type of entity. • Records will be provided annually in a format that meets the needs of the Implementation Record described in Section 18995.2. BUDGET AND SCHEDULE The budget to complete the Tasks is shown in Table 2. Utilizing information provided by the City, 15 Tier 1 EFGs and 32 Tier 2 EFGs were estimated. If a different number of EFGs are identified through the course of the program, the budget will be adjusted accordingly. For budgeting purposes, the number of inspections in 2023 will include one visit per Tier I EFG. Beginning in 2024, both Tier I and Tier II EFGs will receive one inspection each, and an estimated 70% of Tier I and Tier II EFGs will receive a second compliance inspection. The SGVCOG’s 5% project management fee is also included in the budget. The project management services include: • Coordinating meetings and communication with participating cities • Overseeing consultant work • Tracking program budget • Monitoring, amending, and enforcing contracts • Accounting and invoicing Table 2. Budget Task Description 2023 2024 1 Project Management $2,162 $2,162 2 Inspection Program $9,075 $39,900 SUB-TOTAL $11,237 $42,062 SGVCOG Project Management Fee (5%) $562 $2,103 TOTAL $11,799 $44,165 $55,964